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C&P Exam Prep: Vertebral Fracture or Dislocation (Thoracolumbar)

DC 5235 musculoskeletal 38 CFR 4.71a

DBQ Overview

Interview + Physical
Form Name
Back_Thoracolumbar_Spine
Form Code
Back_Thoracolumbar_Spine
Page Count
14
Examiner Type
Physician or Physician Assistant
Estimated Duration
30-45 minutes
Exam Format
Interview + Physical

What to Expect During Your Exam

Exam Overview

To document the current severity of your vertebral fracture or dislocation of the thoracolumbar spine, including any residual functional limitations, neurological deficits, range of motion restrictions, and impact on daily activities - to allow VA raters to assign an accurate disability rating under DC 5235 using the General Rating Formula for Diseases and Injuries of the Spine.

What the examiner evaluates:

  • Diagnosis confirmation and history of vertebral fracture or dislocation (traumatic or otherwise)
  • Active and passive range of motion (ROM) of the thoracolumbar spine in all planes
  • Pain behavior during motion including onset point, guarding, and muscle spasm
  • Functional loss due to pain, fatigue, weakness, or incoordination
  • Neurological findings including radiculopathy, sensory deficits, and reflex changes in lower extremities
  • Presence and severity of muscle atrophy in affected extremities
  • Assistive device use (canes, braces, walker, wheelchair, crutches)
  • Incapacitating episodes and flare-up frequency, severity, and duration
  • Surgical history including spinal fusion or other interventions
  • Additional related diagnoses such as spinal stenosis, IVDS, spondylolisthesis, or segmental instability
  • Overall functional impact on occupation and activities of daily living

Exam is conducted in person by a physician or PA. You may be asked to perform bending, twisting, and other movements. Wear comfortable, loose-fitting clothing that allows access to your back and lower extremities. Bring all relevant imaging (X-rays, MRI, CT) and treatment records. You have the right to request that the exam be recorded in most states - notify the scheduling office in advance.

Typical duration: 30-45 minutes

Forward Flexion (Active)

How far you can bend forward at the waist; normal is 0-90 degrees. This is the primary driver of your spine disability rating under the General Rating Formula.

What to expect:

You will stand and bend forward as far as possible toward your toes. The examiner records the degree at which you stop due to pain or limitation. They will note whether you can touch your fingertips to your knee, mid-shin, or floor.

Key thresholds:

  • Flexion 30 degrees or less — 40% rating under General Rating Formula
  • Flexion greater than 30 degrees but not greater than 60 degrees — 20% rating under General Rating Formula
  • Flexion greater than 60 degrees (with pain or guarding) — May qualify for 10% based on pain on motion or muscle spasm; or favorable combined ROM threshold
  • Favorable ankylosis (forward flexion 30 degrees or less with no lateral movement) — 40% under ankylosis provisions
  • Unfavorable ankylosis (fixed in flexion/extension beyond normal) — 50-100% depending on position

Tips:

  • Perform the movement as you actually can - do not push through severe pain just to appear compliant.
  • Tell the examiner immediately when and where pain begins during the movement.
  • If you stop short of your maximum due to pain, say 'I stopped here because of pain radiating into my [specific location].'
  • Report your typical worst-day limitation, not your best-day performance.
  • Inform the examiner if bending worsens over repeated attempts - this documents fatigue-related functional loss (DeLuca).

Pain considerations: Pain that begins during motion and causes you to stop counts toward functional loss even if the measured ROM appears relatively normal. Report the exact degree at which pain begins, not just where you stop. Under DeLuca v. Brown, pain, fatigue, weakness, and incoordination after repetitive use must be documented and can result in a higher effective rating.

Extension (Active)

Backward bending of the spine; normal is 0-30 degrees.

What to expect:

You will be asked to bend backward. The examiner records the degree of motion and notes pain behavior.

Key thresholds:

  • Limitation of extension — Combined ROM of thoracolumbar spine (flexion + extension + all other planes) totaling 120 degrees or less triggers 20% rating

Tips:

  • Report pain onset angle during extension - many veterans understate this.
  • Extension pain often refers into the buttocks or posterior thighs; describe this precisely.

Pain considerations: Extension is frequently more painful than flexion for vertebral fracture patients due to posterior element involvement. Note if extension reproduces or worsens radicular or referred leg pain.

Lateral Flexion - Right and Left (Active)

Side bending; normal is 0-30 degrees each direction.

What to expect:

You will slide your hand down your outer thigh toward your knee on each side. The examiner documents degrees and pain behavior.

Key thresholds:

  • Combined thoracolumbar ROM of 120 degrees or less — 20% under General Rating Formula combined ROM criterion

Tips:

  • Lateral flexion asymmetry (one side worse than the other) is clinically significant and supports the disability claim.
  • Describe whether pain radiates during lateral flexion and to which side of the back or leg.

Pain considerations: Pain during lateral flexion often reflects paraspinal muscle involvement and can indicate guarding, which itself is a separately ratable functional loss factor under 38 CFR 4.40 and 4.45.

Rotation - Right and Left (Active)

Rotational movement; normal is 0-30 degrees each direction for the thoracolumbar spine.

What to expect:

The examiner may stabilize your pelvis and ask you to rotate your upper body. Degrees are recorded.

Key thresholds:

  • Combined ROM contribution to threshold of 120 degrees or less — Feeds into 20% rating threshold

Tips:

  • Rotation may be tested seated or standing; note if changing position affects your ability.
  • Rotation deficits are often underestimated by veterans - know your normal.

Pain considerations: Report any nerve pain, muscle spasm, or back pain triggered by rotation. This adds to the overall picture of functional loss.

Passive ROM Testing

ROM achieved when the examiner moves your spine (typically via assisted flexion); compared to active ROM to assess pain-limited versus structural limitation.

What to expect:

The examiner may gently assist your forward flexion or lateral bending. Any difference between active and passive ROM is noted.

Key thresholds:

  • Passive ROM equal to active ROM — Suggests pain-limited motion rather than structural ankylosis
  • Passive ROM greater than active ROM — Indicates pain is the primary limiting factor - supports DeLuca functional loss argument

Tips:

  • If passive ROM hurts, say so immediately.
  • The examiner is required to document passive ROM under Correia requirements - ensure this is not skipped.
  • If passive ROM cannot be performed safely, tell the examiner why.

Pain considerations: Pain reproduced on passive motion is objective evidence of functional loss and should be clearly communicated during the exam.

Repetitive Use Testing (DeLuca)

Whether ROM decreases or pain worsens after repeated movements - critical for documenting functional loss under DeLuca v. Brown.

What to expect:

You may be asked to perform flexion or other movements three times in a row. The examiner records whether motion decreases.

Key thresholds:

  • Decreased ROM or increased pain after repetition — Supports higher effective evaluation by documenting functional loss exceeding observed static ROM

Tips:

  • If your back tightens, spasms, or hurts more after repeated bending, report this clearly.
  • State: 'After the third repetition, my pain increased from a 4 to an 8, and I could not bend as far.'
  • DeLuca documentation can elevate an otherwise borderline rating to the next level.

Pain considerations: This is one of the most important and most often overlooked components of the exam. Fatigue and pain during repetitive use are legally required to be documented and factored into the rating.

Straight Leg Raise (SLR) Test

Nerve root tension; a positive SLR (pain radiating below the knee when the leg is raised) suggests L4-S1 nerve root involvement (sciatic nerve distribution).

What to expect:

While lying flat, the examiner raises your straightened leg. A positive test reproduces pain radiating down the leg, typically below the knee.

Key thresholds:

  • Positive SLR with radiating pain below the knee — Supports diagnosis of lumbar radiculopathy ratable separately under DC 8520 (sciatic nerve) or 8510 (femoral nerve)

Tips:

  • A positive SLR that only produces back pain (not leg pain) may not be sufficient for radiculopathy - clarify where the pain goes.
  • Report any tingling, burning, or numbness that travels down your leg during this test.

Pain considerations: Radiculopathy from a vertebral fracture is separately ratable and can significantly increase your overall combined evaluation. Do not conflate back pain with radicular leg pain - describe each distinctly.

Neurological Examination (Reflexes, Sensation, Motor Strength)

Lower extremity reflex integrity (patellar L3-4, Achilles S1), sensory function in dermatomal distributions, and motor strength in specific muscle groups.

What to expect:

The examiner will tap your knee and ankle with a reflex hammer, test your ability to feel light touch or pinprick in specific leg areas, and may test your ability to raise your foot or stand on your toes.

Key thresholds:

  • Absent or diminished reflexes with sensory loss and motor weakness — Moderate to severe radiculopathy rating (20-40% for sciatic/femoral nerve)
  • Mild sensory changes only — Mild radiculopathy 10%

Tips:

  • Report all areas of numbness, tingling, burning, or weakness in your legs and feet - even if they seem minor.
  • Describe whether these symptoms are constant, intermittent, or worsened by activity.
  • Tell the examiner which side is worse if symptoms are unilateral or asymmetric.
  • Foot drop, difficulty climbing stairs, or stumbling are important motor deficit indicators.

Pain considerations: Neurological deficits from vertebral fracture compression of nerve roots are separately ratable from the spine condition itself. Ensure all radicular symptoms are fully described to enable the examiner to complete the radiculopathy section of the DBQ.

Muscle Circumference Measurement (Atrophy)

Thigh or calf circumference compared bilaterally to detect disuse muscle atrophy, which can indicate severe or prolonged neurological or functional deficit.

What to expect:

The examiner may measure the circumference of both thighs or calves with a tape measure at a specific point above or below the knee.

Key thresholds:

  • 2 cm or greater difference between limbs — Suggests clinically significant atrophy supporting moderate or severe neurological deficit rating

Tips:

  • If you have noticed one leg being thinner than the other, report this proactively.
  • Atrophy supports the argument for more severe radiculopathy and functional loss.

Pain considerations: Atrophy is an objective physical finding that strengthens the overall claim. If you have experienced leg weakness or decreased use of one limb, this is an important corroborating finding.

Estimate

Rating Criteria Breakdown

100% Unfavorable ankylosis of the entire spine.

Unfavorable ankylosis of the entire spine.

Key Symptoms

  • Complete immobility of the entire spine in an unfavorable position (e.g., fixed in flexion, extreme lateral deviation)
  • Inability to perform any spinal motion
  • Severe neurological involvement potentially including bowel/bladder dysfunction

CFR: Unfavorable ankylosis of the entire spine. Under 38 CFR 4.71a General Rating Formula for Diseases and Injuries of the Spine.

50% Unfavorable ankylosis of the entire thoracolumbar spine.

Unfavorable ankylosis of the entire thoracolumbar spine.

Key Symptoms

  • Fixed immobility of the thoracolumbar spine in an unfavorable position
  • Unable to perform any flexion, extension, or lateral movement of the thoracolumbar spine
  • Significant disability with disturbance of locomotion and station

CFR: Unfavorable ankylosis of the entire thoracolumbar spine. Under 38 CFR 4.71a General Rating Formula.

40% Favorable ankylosis of the entire thoracolumbar spine, OR fo ...

Favorable ankylosis of the entire thoracolumbar spine, OR forward flexion of the thoracolumbar spine 30 degrees or less, OR the combined range of motion of the thoracolumbar spine not greater than 120 degrees with muscle spasm or guarding severe enough to result in an abnormal gait or abnormal spinal contour such as scoliosis, reversed lordosis, or abnormal kyphosis.

Key Symptoms

  • Forward flexion limited to 30 degrees or less
  • Combined ROM of 120 degrees or less
  • Muscle spasm causing abnormal gait or spinal contour (scoliosis, kyphosis, reversed lordosis)
  • Guarding on examination
  • Severe pain on motion
  • Need for assistive device

CFR: Forward flexion of the thoracolumbar spine 30 degrees or less; or favorable ankylosis of the entire thoracolumbar spine. General Rating Formula for Diseases and Injuries of the Spine, 38 CFR 4.71a.

20% Forward flexion of the thoracolumbar spine greater than 30 d ...

Forward flexion of the thoracolumbar spine greater than 30 degrees but not greater than 60 degrees; OR the combined range of motion of the thoracolumbar spine not greater than 120 degrees; OR muscle spasm or guarding severe enough to result in an abnormal gait or abnormal spinal contour such as scoliosis, reversed lordosis, or abnormal kyphosis.

Key Symptoms

  • Forward flexion between 31 and 60 degrees
  • Combined ROM at or below 120 degrees
  • Muscle spasm producing altered posture
  • Guarding behaviors observed on exam
  • Tenderness on palpation over vertebral fracture site
  • Moderate pain with activity

CFR: Forward flexion of the thoracolumbar spine greater than 30 degrees but not greater than 60 degrees; or, combined range of motion of the thoracolumbar spine not greater than 120 degrees; or, muscle spasm or guarding severe enough to result in an abnormal gait or abnormal spinal contour. General Rating Formula, 38 CFR 4.71a.

10% Forward flexion of the thoracolumbar spine greater than 60 d ...

Forward flexion of the thoracolumbar spine greater than 60 degrees but not greater than 85 degrees; OR combined range of motion of the thoracolumbar spine greater than 120 degrees but not greater than 235 degrees; OR muscle spasm, guarding, or localized tenderness not resulting in abnormal gait or abnormal spinal contour; OR vertebral body fracture with loss of 50 percent or more of the height.

Key Symptoms

  • Forward flexion 61-85 degrees
  • Combined ROM 121-235 degrees
  • Localized tenderness over fracture site without altered gait
  • Mild guarding without postural abnormality
  • Vertebral body compression fracture with 50% or greater height loss on imaging
  • Pain with prolonged activity but not at rest

CFR: Forward flexion of the thoracolumbar spine greater than 60 degrees but not greater than 85 degrees; or, combined range of motion of the thoracolumbar spine greater than 120 degrees but not greater than 235 degrees; or, muscle spasm, guarding, or localized tenderness not resulting in abnormal gait or abnormal spinal contour; or, vertebral body fracture with loss of 50 percent or more of the height. General Rating Formula, 38 CFR 4.71a.

How to Describe Your Symptoms

Pain - Location, Quality, and Severity

How to describe:

Describe your pain using specific anatomical language: 'I have constant aching pain at the [T12/L1/L2/L3] level of my spine that I rate as a 6 out of 10 at rest and increases to a 9 out of 10 when I bend, lift, or stand for more than 15 minutes.' Include whether the pain radiates - for example: 'The pain travels from my mid-back into my right buttock and down the back of my right leg to my knee.' Distinguish between axial back pain (stays in the spine area) and radicular pain (travels into the extremities following a nerve path).

Worst-day example:

“On my worst days, which happen about three times a week, I wake up with a stabbing pain at the fracture level that rates a 9 out of 10. I cannot sit for more than 10 minutes, I cannot stand without leaning on something, and the pain radiates down both legs causing my feet to feel numb and tingly. I have to use my cane on these days and cannot drive. I have missed work or been unable to perform normal household tasks on these days.”

What the examiner listens for:

Specific anatomical pain location, radiation pattern, pain rating at rest versus activity, frequency of severe episodes, whether pain wakes you from sleep, and whether pain limits specific functional activities.

Understatements to avoid:

Do not say 'It's not that bad' or 'I manage okay.' Do not minimize pain you experience regularly. Do not describe your best day as your typical day. Do not forget to mention nighttime pain, which is a significant indicator of severity.

Range of Motion and Functional Limitation

How to describe:

Be specific about what movements you cannot do and why: 'I cannot bend forward past my knees because the pain at the fracture site becomes unbearable and I feel like my back will give out. I cannot pick anything up from the floor without kneeling. I cannot put on my own socks without sitting and leaning against a wall.' Quantify limitations: 'I can only stand for about 10 minutes before I have to sit down due to increasing back pain.'

Worst-day example:

“On my worst days, I cannot bend at all from the waist. Even trying to flex forward 10 to 15 degrees causes sharp pain and muscle spasm that makes me gasp. I have to sit on the edge of the bed for 20 minutes before I can stand up straight in the morning. My gait is affected - I walk hunched forward and take small steps because straightening up causes pain.”

What the examiner listens for:

Specific activities limited by pain, morning stiffness duration, how quickly pain returns after rest, whether ROM worsens with repeated movement, and whether you use compensatory movement patterns.

Understatements to avoid:

Do not perform movements at the exam that you cannot do in daily life. Do not try your hardest to maximize ROM without reporting the pain you experience at each point. Do not forget to mention that bending gets worse the more times you do it - this is the DeLuca factor.

Flare-Ups

How to describe:

Describe flare-up triggers, frequency, duration, and impact: 'My back flares up about two to three times per week. Triggers include sitting longer than 20 minutes, lifting anything over five pounds, walking more than half a block, and cold or damp weather. During a flare, my pain goes from a baseline of 5 to a 9 or 10, I cannot stand or walk without my cane, and the episode lasts between four and eight hours. I sometimes have to lie flat on the floor with a heating pad just to get the pain down enough to function.'

Worst-day example:

“My worst flare-up this month lasted two full days where I could not leave my bed except to use the bathroom. The pain was a constant 10 out of 10, I had severe muscle spasms in my lower back that made any movement agonizing, and I had tingling and weakness in both legs. I could not dress myself, cook, or drive.”

What the examiner listens for:

Flare frequency, duration, specific triggers, severity on a numeric scale, functional limitations during flare, and whether flares require emergency care or increased medication.

Understatements to avoid:

Do not describe flare-ups as occasional if they happen weekly. Do not forget that the examiner is required to document your description of flare-ups - make sure this information is captured even if you have to proactively volunteer it.

Neurological Symptoms - Radiculopathy

How to describe:

Clearly differentiate radicular from axial pain: 'In addition to back pain, I have constant numbness and tingling in my right leg from my hip to my foot. I also have weakness in my right foot - I trip on uneven ground because I cannot lift my foot properly (foot drop). The right side of my calf feels like it is always partially asleep.' Map the distribution: 'The tingling follows the outside of my right leg down to my little toe.'

Worst-day example:

“On my worst days, the electric shock sensation that goes down my right leg is so severe that I cannot bear any weight on it. My right foot goes completely numb and I have dragged it when walking. I have fallen twice in the past three months because of this weakness.”

What the examiner listens for:

Dermatomal distribution of sensory symptoms, motor weakness pattern, whether symptoms are constant or intermittent, how long symptoms have been present, and whether neurological symptoms correlate with imaging findings.

Understatements to avoid:

Do not combine radicular leg pain with back pain as if they are the same symptom. Radiculopathy is separately ratable - ensure the examiner documents it in the dedicated radiculopathy section of the DBQ. Do not minimize tingling or numbness as 'just a little pins and needles.'

Fatigue, Weakness, and Incoordination (DeLuca Factors)

How to describe:

Under DeLuca v. Brown, you must describe how your spine condition causes fatigue and weakness beyond the initial movement: 'When I stand for more than 10 minutes, the muscles in my lower back tire rapidly and I begin to lean to one side. After 20 minutes of any physical activity involving my back, I experience a significant increase in pain and my movements become slower and more guarded. My legs feel weak after walking more than one block, and I occasionally stumble.'

Worst-day example:

“On my worst days, I become exhausted from simple tasks like getting dressed or making coffee because every movement requires conscious effort to protect my spine. By noon I am in bed resting due to fatigue from pain management. I cannot complete a grocery shopping trip without sitting or stopping multiple times.”

What the examiner listens for:

Whether symptoms worsen with activity, whether you require rest periods during the day, whether you have had to change jobs or reduce work hours due to back-related fatigue and weakness, and whether you can complete a full day of normal activities.

Understatements to avoid:

Do not omit fatigue and endurance limitations - these are legally required factors under DeLuca and are explicitly captured in the DBQ (weakness, lack of endurance, incoordination checkboxes). These factors can increase your effective rating even when ROM measurements fall short of a threshold.

Assistive Devices and Accommodations

How to describe:

Be specific about what you use and when: 'I use a single-point cane on my right side whenever I am outside the house or when I am in a flare-up. I wear a lumbar support brace during all physical activity and for standing periods longer than five minutes. I have installed grab bars in my shower and a raised toilet seat because I cannot bend down safely.'

Worst-day example:

“During my worst episodes I use both my cane and my back brace simultaneously. I have also used a wheelchair on two occasions at medical appointments because I could not walk the distance from the parking lot to the clinic.”

What the examiner listens for:

Whether devices are prescribed or self-purchased, how frequently devices are used, whether device use has increased over time, and whether device use is related to spine condition or radiculopathy.

Understatements to avoid:

Do not forget to bring your actual assistive devices to the exam. Do not underreport usage - if you use a cane three times a week, do not say 'occasionally.' Do not omit braces even if they are over-the-counter.

Common Mistakes to Avoid

Prep Checklist

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Before Your Exam

Day Of

During the Exam

After the Exam

Your Rights During a C&P Exam

  • You have the right to request that your C&P examination be audio or video recorded in most states. Contact the examination scheduling office in advance to confirm local policy and notify the examiner prior to the exam beginning.
  • You have the right to have a VSO (Veterans Service Organization) representative, accredited claims agent, or attorney assist you in preparing for your C&P examination, though they typically cannot be present in the examination room.
  • You have the right to request a copy of the completed DBQ after it is finalized. You may request this through your eFile access or through your VSO.
  • You have the right to request a new C&P examination if the original examination was inadequate - for example, if the examiner failed to complete required sections such as the radiculopathy portion of the DBQ, or if the examination was insufficient in scope or duration.
  • You have the right to submit a buddy statement, personal statement, or lay evidence describing your functional limitations. This evidence must be considered by VA adjudicators alongside the C&P examination findings.
  • Under the PACT Act and RAMP procedures, you have the right to request a Higher-Level Review or Supplemental Claim if you disagree with the rating assigned based on the C&P examination.
  • You have the right to submit a personal statement prior to the C&P examination documenting your symptoms, worst-day descriptions, and functional limitations. This becomes part of your claims file and must be reviewed by the examiner.
  • You are not required to sign any form waiving your privacy rights beyond those necessary for the examination. Do not sign documents you do not understand.
  • You have the right to be informed of the purpose of the examination and what the examiner is evaluating. If you do not understand why a test is being performed, you may ask for clarification.
  • Per M21-1, the examiner is required to document your description of flare-ups and functional loss - these are your words as a lay witness, not just clinical observations. Ensure your verbal descriptions are accurately captured.
  • You have the right to have service connection established for a vertebral fracture when sufficient evidence such as X-rays, a surgical report, or physical evaluation board documentation confirms the in-service fracture per M21-1 Part V, Subpart iii, Chapter 1, Section F.

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This C&P exam preparation guide is for educational purposes only and does not constitute legal, medical, or claims advice. Always consult with a qualified Veterans Service Organization (VSO) representative or VA-accredited attorney for guidance specific to your claim. Never exaggerate, minimize, or fabricate symptoms during a C&P examination.