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C&P Exam Prep: Caisson Disease (Decompression Sickness / Bone Necrosis)

DC 5011 musculoskeletal 38 CFR 4.71a

DBQ Overview

Interview + Physical
Form Name
Bones_and_Other_Skeletal_Conditions
Form Code
Bones_and_Other_Skeletal_Conditions
Page Count
7
Examiner Type
Orthopedic Surgeon, Oncologist, or appropriate clinician
Estimated Duration
30-45 minutes
Exam Format
Interview + Physical

What to Expect During Your Exam

Exam Overview

To document the current severity, functional impact, and service-connection of dysbaric osteonecrosis (bone necrosis caused by decompression sickness / Caisson disease) incurred or aggravated during military service involving hyperbaric or compressed-air environments (e.g., diving, tunnel work, caisson work). The DBQ findings directly determine the disability rating under DC 5011.

What the examiner evaluates:

  • Confirmation of current diagnosis of dysbaric osteonecrosis or decompression sickness sequelae
  • Which bones and joints are affected and on which side(s) (commonly femoral head, humeral head, tibial plateau)
  • Active and passive range of motion of affected joints under weight-bearing and non-weight-bearing conditions
  • Pain on motion, at rest, and during flare-ups - with numeric pain scale ratings
  • Functional loss due to pain, weakness, fatigue, incoordination, and repetitive-use degradation (DeLuca factors)
  • Presence and severity of joint collapse, articular surface involvement, or secondary osteoarthritis
  • Imaging findings (X-ray, MRI, bone scan) documenting osteonecrotic lesions and staging
  • History and results of any surgical intervention (core decompression, bone grafting, total joint replacement)
  • Use of assistive devices (cane, crutches, walker, wheelchair) and frequency
  • Any coexisting bone neoplasm (benign or malignant) or other skeletal conditions
  • Impact on activities of daily living, occupational function, and ambulation
  • Residuals, complications, and relationship of all findings to the claimed condition

Examination will typically be conducted in person at a VA facility, VAMC, or contracted QTC/LHI clinic. The examiner will review service treatment records and any civilian medical records in advance. Bring all imaging reports (X-rays, MRIs, bone scans), surgical operative reports, and a written personal statement describing your worst-day functional limitations. You have the right to request the exam be recorded in most states.

Typical duration: 30-45 minutes

Range of Motion (ROM) - Affected Joints (Hip, Shoulder, Knee)

Degrees of active and passive motion in the joint(s) affected by osteonecrosis; used to assign a rating under the applicable joint diagnostic code when analogous rating is applied alongside DC 5011.

What to expect:

The examiner uses a goniometer to measure active ROM (you move the joint yourself), passive ROM (examiner moves the joint), weight-bearing ROM (standing), and non-weight-bearing ROM (lying down). Measurements are taken before and after repetitive use to assess DeLuca fatigue-related loss.

Key thresholds:

  • Hip flexion - 90- (normal ~125-) — May support 20% rating under DC 5252 (thigh, limitation of flexion) if hip is primary site of osteonecrosis
  • Hip flexion - 45- — Supports 30% rating under DC 5252
  • Shoulder abduction - 90- (normal 180-) — Supports 20% rating under DC 5201 if humeral head is affected
  • Shoulder abduction - 45- — Supports 30% rating under DC 5201
  • Any joint: painful motion throughout entire ROM — DeLuca credit - examiner must note where pain begins in the arc; functional loss is rated at the point pain begins
  • Repeated-use ROM loss from initial measurement — Any measurable ROM reduction after repetitive testing must be documented; supports higher functional rating

Tips:

  • Do NOT 'push through' pain to demonstrate a larger range of motion - stop at the point where pain occurs and state clearly 'this is where it hurts'
  • If weight-bearing worsens your ROM compared to non-weight-bearing, make sure the examiner tests both positions
  • After the initial ROM is measured, ask the examiner to document the DeLuca repetitive-use testing - perform the motion 3 times and report any increase in pain or decrease in range
  • Report any warmth, crepitus, or clicking in the joint during motion
  • If you had a joint replacement (total hip or shoulder arthroplasty), inform the examiner - this may be rated under a separate DC

Pain considerations: Per 38 CFR 4.59, painful motion must be considered at least minimally compensable. State clearly at what degree of motion pain begins. If pain is present even at rest or during light activity, describe this explicitly. Dysbaric osteonecrosis pain is often deep, aching, and worsened by weight-bearing - describe these characteristics precisely.

Bone Scan / MRI / X-ray Staging Assessment

Documents the presence, location, and staging of osteonecrotic lesions. Ficat and Arlet staging (Stages I-IV) or ARCO staging is used to characterize disease severity: Stage I = normal X-ray with MRI changes; Stage II = sclerosis/cysts without collapse; Stage III = articular surface collapse (crescent sign); Stage IV = osteoarthritis with joint space narrowing.

What to expect:

The examiner will review existing imaging. If no recent imaging exists, a bone scan, MRI, or X-ray may be ordered. MRI is the gold standard for early-stage detection. The examiner will note findings on the DBQ including bone scan date/results and MRI date/results.

Key thresholds:

  • Stage III-IV (articular surface collapse or secondary osteoarthritis) — Supports highest rating levels under DC 5011 and analogous joint codes; Stage IV with joint space loss mirrors severe arthritis criteria
  • Bilateral involvement (e.g., both femoral heads) — Each separately affected joint may be rated independently, potentially yielding combined bilateral ratings
  • Multiple anatomic sites affected — Each distinct skeletal site may support a separate disability rating under the applicable joint or bone DC

Tips:

  • Bring copies of all prior MRI, X-ray, and bone scan reports with dates - do not assume the VA has them all
  • If imaging was performed by a private orthopedist, bring the radiology report AND the films/CD if possible
  • Ask the examiner to document the staging of osteonecrosis (Ficat stage or equivalent) in the DBQ remarks section
  • If your imaging shows bilateral involvement, specifically mention both sides and both sites to the examiner

Pain considerations: Advanced imaging stages (III-IV) correlate with greater pain and functional limitation. When describing pain, connect it to the confirmed imaging findings: 'My MRI showed Stage III collapse of the femoral head - this is consistent with the constant, deep aching pain I feel in my hip when standing or walking.'

Functional Ambulation and Weight-Bearing Assessment

Evaluates the veteran's ability to walk, stand, climb stairs, and bear weight on the affected extremity - critical for lower-extremity osteonecrosis of the hip, knee, or ankle.

What to expect:

The examiner may observe your gait, ask you to walk a short distance, and assess whether you use assistive devices. They will document which assistive devices you use (cane, crutches, walker, wheelchair) and how frequently.

Key thresholds:

  • Inability to bear weight without assistive device — Supports high-level functional rating; may also support Special Monthly Compensation (SMC) consideration
  • Wheelchair use (full-time or part-time) — Documents severe functional loss; examiner marks wheelchair frequency on DBQ
  • Cane or crutch use due to pain/instability — Documents functional limitation beyond ROM measurements alone

Tips:

  • Use your prescribed assistive device(s) during the exam - do not leave them at home to 'appear capable'
  • If you use different devices on different days (cane on good days, crutches on bad days), tell the examiner and describe the frequency
  • Describe how far you can walk before pain forces you to stop
  • Report any falls, near-falls, or instability related to the affected joint

Pain considerations: If walking causes pain after a certain distance or time, state this explicitly: 'I can walk approximately one block before the pain in my hip becomes a 7-8 out of 10 and forces me to stop.' Describe the post-activity pain increase and how long it takes to recover.

Estimate

Rating Criteria Breakdown

100% Active decompression sickness in service; or dysbaric osteon ...

Active decompression sickness in service; or dysbaric osteonecrosis with functional equivalent of total disability - joint replacement of multiple sites, inability to ambulate without wheelchair, or equivalent total functional loss of affected extremity(ies). Rated as active disease during treatment or based on analogy to highest applicable joint/bone criteria.

Key Symptoms

  • Inability to ambulate without wheelchair or bilateral assistive devices
  • Multiple joint sites affected with articular collapse (Stage III-IV bilateral)
  • Joint replacement surgery with residual severe functional loss
  • Constant severe pain (9-10/10) at rest and with any activity
  • Complete loss of useful motion of affected major joint(s)
  • Inability to perform sedentary work due to pain and functional loss

CFR: DC 5011 is rated by analogy to the applicable joint code based on functional limitation. Total disability at the major joint level (e.g., hip - DC 5250 ankylosis in unfavorable position) or under 38 CFR 4.16 TDIU when functional impairment prevents substantially gainful employment.

60% Dysbaric osteonecrosis with articular surface involvement (S ...

Dysbaric osteonecrosis with articular surface involvement (Stage III-IV), severe limitation of motion of a major joint (hip, shoulder, or knee), or following total joint arthroplasty prior to stabilization. Rated by analogy to applicable joint DC at the 60% level (e.g., DC 5250 hip ankylosis in unfavorable position, or severe limitation of motion equivalents).

Key Symptoms

  • Articular collapse of femoral or humeral head (Stage III-IV on imaging)
  • Severe limitation of hip flexion (- 30-) or shoulder motion
  • Inability to walk more than a few steps without severe pain
  • Post-surgical arthroplasty with poor functional outcome
  • Constant moderate-to-severe pain (6-8/10) limiting all weight-bearing activity
  • Crutch or bilateral cane dependency

CFR: Analogous rating under DC 5250 (thigh, ankylosis unfavorable) or DC 5201 (arm, limitation of motion) at 60% level based on severity of functional impairment from osteonecrotic joint destruction.

40% Moderate-to-marked limitation of motion of the affected join ...

Moderate-to-marked limitation of motion of the affected joint, Stage II-III osteonecrosis on imaging without complete collapse, moderate pain on weight-bearing, significant interference with work and daily activities. Rated by analogy to applicable joint DC at the 40% level.

Key Symptoms

  • Hip flexion limited to 45- or less
  • Shoulder abduction limited to 45- or less
  • Moderate constant pain (5-6/10) with all weight-bearing activity
  • Inability to stand more than 30-60 minutes without significant pain
  • Single cane use for all ambulation outside the home
  • MRI/bone scan showing Stage II-III necrosis with partial articular involvement

CFR: Analogous to DC 5252 (thigh, limitation of flexion) at 40% or DC 5203 (clavicle or scapula) at applicable level; DeLuca factors applied to document functional loss beyond baseline ROM.

20% Mild-to-moderate limitation of motion, Stage I-II osteonecro ...

Mild-to-moderate limitation of motion, Stage I-II osteonecrosis on imaging, pain with prolonged activity or weight-bearing, some interference with work and recreational activities but able to ambulate without assistive device on most days.

Key Symptoms

  • Hip flexion limited to 90- or below normal
  • Shoulder abduction limited to 90- or below normal
  • Pain (3-5/10) with prolonged standing or walking
  • Occasional use of cane for flare-ups
  • MRI showing Stage I-II lesion without articular collapse
  • Reduced endurance and fatigue with physical activity

CFR: Analogous to DC 5252 (thigh, limitation of flexion) at 20% or DC 5251 (thigh, limitation of extension) at 20%; DeLuca fatigue and flare-up factors should be documented to support this level.

10% Slight limitation of motion or pain only with significant ex ...

Slight limitation of motion or pain only with significant exertion or flare-ups; Stage I lesion on imaging; condition is diagnosed but minimally limiting daily function. Minimum compensable level.

Key Symptoms

  • Mild aching in affected joint with strenuous activity
  • Pain (1-3/10) only with heavy exertion
  • Full or nearly full range of motion maintained
  • No assistive device use
  • Stage I MRI findings without functional impairment
  • Occasional stiffness after prolonged inactivity

CFR: Minimum compensable rating under analogous joint DC; must still document painful motion per 38 CFR 4.59 to ensure minimum compensable rating is assigned.

How to Describe Your Symptoms

Pain - Character, Location, and Severity

How to describe:

Describe the pain as deep, aching, and boring in nature - located within the joint itself (not just the surrounding muscles). Specify whether it is constant or episodic, the numeric pain scale rating at rest versus with activity, and what activities aggravate it (walking, climbing stairs, lifting arm overhead). State clearly: 'The pain begins at [X degrees] of motion and reaches a [X/10] level with any weight-bearing.'

Worst-day example:

“On my worst days, the pain in my right hip is a constant 8 out of 10 even when lying still. I cannot walk from my bedroom to the bathroom without stopping twice due to severe, deep bone pain. Getting dressed requires sitting because I cannot bear weight on the leg long enough to stand. I require crutches for all ambulation and have been unable to leave my home without assistance for the past two days.”

What the examiner listens for:

Specific pain location (intra-articular vs. soft tissue), consistency of pain narrative with imaging stage, relationship between pain onset and activity level, effect on sleep, and daily functional limitations. Examiner notes whether pain is present at rest - a higher-severity indicator.

Understatements to avoid:

Do not say 'it's manageable' or 'I just push through it' - these phrases lead the examiner to underestimate severity. Do not minimize rest pain if it exists. Do not fail to mention that pain medications only partially control symptoms.

Flare-Ups - Frequency, Triggers, and Duration

How to describe:

A flare-up is a temporary worsening of your baseline symptoms. Per M21-1 guidance, describe your worst-day functioning - not just your average day. State: how often flare-ups occur (e.g., 2-3 times per week), what triggers them (prolonged standing, cold weather, physical activity), how long they last (hours, days), and what you cannot do during a flare-up.

Worst-day example:

“I have severe flare-ups approximately 3 times per week, each lasting 1-2 days. During a flare, my shoulder pain increases to 9/10 and I cannot raise my arm above my waist, cannot dress myself, and cannot drive. I have to use a sling and ice packs and am confined to bed for most of the day. These flare-ups are unpredictable and have caused me to miss work on multiple occasions.”

What the examiner listens for:

Frequency and predictability of flare-ups, impact on work attendance and daily activities, any emergency room visits or urgent care for pain crises, and whether flare-ups are worsening over time (progressive disease).

Understatements to avoid:

Do not describe only your average day - the examiner is required by M21-1 to evaluate your worst-day functioning. Do not skip mentioning flare-ups just because you are not currently in one at the time of the exam.

Fatigue and Weakness with Activity

How to describe:

Dysbaric osteonecrosis causes not only pain but also profound fatigue and weakness due to compensatory gait, muscle guarding, and post-surgical deconditioning. Describe how quickly the affected limb fatigues: 'After walking two blocks, my hip gives out from fatigue - not just pain.' Distinguish muscle weakness (the limb does not respond as expected) from pain-limited motion.

Worst-day example:

“On my worst days, my left leg feels as though it belongs to someone else - I have almost no strength in it after walking even a short distance. I stumble, catch myself on walls, and have fallen twice in the past six months. I cannot climb stairs without holding both rails and frequently have to rest mid-flight.”

What the examiner listens for:

DeLuca fatigue factor - whether repeated use of the joint within a 24-hour period causes additional functional loss beyond baseline ROM measurement. Falls, near-falls, and muscle guarding patterns are relevant.

Understatements to avoid:

Do not omit weakness because it is less obvious than pain. Do not perform physical tasks during the exam that you would not normally be able to do - this misrepresents your typical functional capacity.

Functional Impact on Work, Daily Living, and Recreation

How to describe:

Connect your symptoms directly to functional limitations: 'Because of the pain and limited motion in my hip from Caisson disease, I cannot sit for more than 20 minutes, stand for more than 10 minutes, walk more than half a block, or carry more than 5 pounds.' Be specific about jobs you can no longer perform and activities you have given up.

Worst-day example:

“Before my diagnosis I worked as a [job]. I can no longer do this because I cannot stand or walk for the required duration. I have been unable to play with my children, perform yard work, or exercise. I cannot drive for more than 15 minutes because the hip pain becomes unbearable. I have stopped attending social events because I cannot stand at gatherings.”

What the examiner listens for:

Specific occupational and recreational tasks that are no longer possible, impact on ability to perform sedentary versus physical work, and whether functional limitations are consistent with the objective imaging and ROM findings.

Understatements to avoid:

Do not speak in generalities ('it affects my life'). Be specific with time, distance, and weight limitations. Do not downplay recreational losses - these demonstrate real-world functional impact beyond clinical measurements.

Service-Connection Nexus - Military Diving or Hyperbaric Exposure

How to describe:

Clearly state your military occupational specialty and the nature of your hyperbaric exposure: dive duties, caisson or tunnel work, hyperbaric chamber operations. Describe any known decompression sickness incidents in service, how they were treated, and whether they were documented in service treatment records. If STRs are incomplete, describe the events with as much specificity as possible (date, location, unit, nature of the dive/incident).

Worst-day example:

“While serving as a Navy diver from [year] to [year] at [unit/location], I performed over [X] dives, including [types of dives]. In [year], I experienced a decompression sickness incident involving [describe symptoms - joint pain, neurological symptoms, skin mottling] and was treated with recompression therapy. My symptoms progressed after service and MRI in [year] confirmed osteonecrosis of my right femoral head, which my orthopedist has attributed to my history of decompression sickness.”

What the examiner listens for:

Clear temporal relationship between military hyperbaric exposure and development of osteonecrosis, any in-service documentation of DCS incidents, and consistency between the anatomic location of necrosis and the type of diving (e.g., lower-extremity involvement more common with caisson work).

Understatements to avoid:

Do not assume the examiner knows your MOS or dive history - state it explicitly. Do not rely solely on STRs if they are incomplete; supplement with a personal statement and buddy statements describing the hyperbaric exposure and any DCS incidents.

Common Mistakes to Avoid

Prep Checklist

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Before Your Exam

Day Of

During the Exam

After the Exam

Your Rights During a C&P Exam

  • You have the right to a thorough and contemporaneous examination - the examiner must personally examine you, not rely solely on records, unless a records review examination was specifically ordered.
  • You have the right to have range of motion testing performed under weight-bearing and non-weight-bearing conditions, actively and passively, per 38 CFR 4.45 and Correia v. McDonald.
  • You have the right to have DeLuca factors documented - including pain on motion, weakness, fatigue, incoordination, and ROM loss after repetitive use (DeLuca v. Brown, 8 Vet. App. 202, 1995).
  • You have the right to have your worst-day symptoms considered - not just your condition at the moment of examination, per M21-1 adjudication guidance.
  • You have the right to request a recording of your C&P examination in most states - check current VA policy and your state law before your appointment.
  • You have the right to a copy of the completed DBQ - submit a written request to the VA Regional Office or exam contractor.
  • You have the right to submit a personal statement, buddy statements, and private medical opinions as evidence to supplement or rebut the C&P findings.
  • You have the right to challenge an inadequate examination - if the DBQ is vague, incomplete, or fails to address your claimed condition, you may request a new examination by filing a Notice of Disagreement or Supplemental Claim.
  • You have the right to have all separately affected anatomic sites rated independently - bilateral osteonecrosis (e.g., both hips, both shoulders) should yield separate ratings for each affected extremity.
  • You have the right to claim Total Disability based on Individual Unemployability (TDIU) under 38 CFR 4.16 if your dysbaric osteonecrosis, alone or in combination with other service-connected conditions, prevents you from maintaining substantially gainful employment.
  • You have the right to have secondary conditions (e.g., secondary osteoarthritis, depression secondary to chronic pain) evaluated and rated if caused or aggravated by your service-connected dysbaric osteonecrosis.
  • You have the right to a fully explained rating decision - if the decision does not explain why a specific rating was assigned or why the nexus opinion was accepted or rejected, you may request clarification through the appeals process.

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This C&P exam preparation guide is for educational purposes only and does not constitute legal, medical, or claims advice. Always consult with a qualified Veterans Service Organization (VSO) representative or VA-accredited attorney for guidance specific to your claim. Never exaggerate, minimize, or fabricate symptoms during a C&P examination.